James M. Siegel, CFP®

Wealth Management Advisor

Professional

For over ten years, Jimmy has been committed to helping his clients achieve financial security, and will take the time to get to know them and their preferences. He will help them anticipate and prepare for the best, and worst, scenarios.

Jimmy started his career with Northwestern Mutual in 2007, and has consistently ranked as one of Houston’s top advisors. He is a qualifier of the industry’s acclaimed Million Dollar Round Table, and has received various recognitions from Northwestern Mutual. Jimmy has also qualified for the National Association of Insurance and Financial Advisors (NAIFA) Quality Award.

He is very committed to lifelong learning and constantly being abreast of the changing landscape that our clients face.

Certifications, Designations & Licenses

  • CERTIFIED FINANCIAL PLANNER™ (CFP®)

    • ​The CERTIFIED FINANCIAL PLANNER™ certification is one of the most recognized financial planning marks in the world.  CFP® certification identifies to the public those individuals who have met rigorous professional standards and have agreed to adhere to the principles of integrity, objectivity, competence, fairness, confidentiality, professionalism, and diligence when dealing with clients.  The certification differs from an educational designation or state license in that it is based upon requirements that have been determined by extensive job analyses of actual practitioners in the field, and therefore,  continue to evolve with the profession.  The CFP® certification prepares the financial services professional for a career-long commitment to meeting the ever-changing financial needs of clients.

  • Certification for Long-Term Care (CLTC)

    • The Certification for Long-Term Care educates professionals in the fields of insurance, financial services, law and accounting about the severe consequences a need for care over an extended period of years would have, not on their client, but on the emotional, physical and financial wellbeing of those the client loves.  The goal is to give these professionals the proper skill set to discuss those consequences, and to offer a plan to mitigate them.

  • Series 7 License

  • Series 6 License

  • Series 63 License

  • Series 65 License

  • Group 1 License

Associations and Memberships

  • Million Dollar Round Table

    • Jimmy is a qualifying member of the Million Dollar Round Table (MDRT) the Premier Association of Financial Professionals, The Million Dollar Round Table is an international, independent association of more that 35,000 members, of less than 1%, of the world's most successful life insurance and financial services professionals from 476 companies in 76 nations and territories.  MDRT members demonstrate exceptional professional knowledge, strict ethical conduct and outstanding client service.  MDRT membership is recognized internationally as the standard of sales excellence in the life insurance and financial services business.

  • National Association of Insurance and Financial Advisors (NAIFA)

 

To learn more about Northwestern Mutual Investment Services, LLC and its financial representatives, visit: FINRA BrokerCheck